Fee-based asset management allows you and your financial advisor to share a common goal—to grow the value of your assets. A long-term approach to investing, fee-based asset management ties your advisor’s compensation directly to the performance of your account. Instead of commissions, your advisor earns an annual fee based on the market value of the account. * You and your advisor concentrate on what matters most—building an investment portfolio that seeks to address your specific needs.

​Ongoing Advise and Oversight

As a fiduciary under the Investment Advisors Act of 1940, your financial advisor is obligated to act in your best interest and provide you with full and fair disclosure of material conflicts of interest. In a Strategic Asset Management account, your financial advisor provides ongoing advice and monitoring of your investment portfolio. These services may be provided on a discretionary basis, which means that you do not need to direct your financial advisor to make trades, rebalance your portfolio or make other investment decisions for your account. This discretionary trading capability in a Strategic Asset Management account gives your financial advisor the ability to react to changes in economic conditions on your behalf.

*The Strategic Asset Management maximum advisory charge is 2.5%.

​What Does Financial Independence Mean to You?

• A comfortable retirement
• Funding a child’s education
• Starting your own business
• Leaving a legacy